Stein Whittington Deniel Investment Advisors, Inc. (Palm Desert)

Name: Stein Whittington Deniel Investment Advisors, Inc.
Address: 44600 Village Court, Palm Desert, CA, 92260 3802
Telephone: 760-776-1488

Stein Whittington Deniel Investment Advisors, Inc. is an adviser based in Palm Desert. It manages $55.78 million of regulatory assets for 168 client accounts. It has been registered with the SEC as an adviser since 2005.

Stein Whittington Deniel Investment Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stein Whittington Deniel Investment Advisors: assets under management

The assets under management (AUM) of Stein Whittington Deniel Investment Advisors, Inc. is $55.78 million. The firm's AUM has grown by 91% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $53.64 million in discretionary accounts and $2.14 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $348.33 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $152.9 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Stein Whittington Deniel Investment Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Stein Whittington Deniel Investment Advisors, Inc.

Rick Melvin Stein has been acting as President since 1 Jul 2003. Dana Larry Crosby joined the executive team most recently as the Vice President, Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rick Stein	Shareholder	1 Jul 2003	25% - 50%	2649401
Cristina Deniel Elsea	Shareholder	1 Jul 2003	Other	1737970
Rick Melvin Stein	President/chief compliance officer	1 Jul 2003	25% - 50%	2649401
Cristina Deniel	Vice president, secretary-treasurer, chief financial officer	1 Jul 2003	Other	1737970
Dana Larry Crosby	Vice president, chief financial officer	1 Jul 2011	25% - 50%	2314538

Based in Palm Desert

The principal office where Stein Whittington Deniel Investment Advisors, Inc. performs its advisory services is located at 44600 Village Court, Palm Desert, CA 92260 3802, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 760-776-1488 or by fax 760-776-5778. The normal business hours are 8:30 am to 4:00pm on Monday - Friday. You can find more information about the New York firm at www.steinwhittington.com.